Category: Courts and Politics

This illiberal Queen’s Speech is the next step for authoritarian populism after Brexit

11th May 2021

Well, that was quite the Queen’s Speech.

A legislative programme geared to make a certain sort of person grin and clap and cheer about ‘owning the libs’.

But it is not just about mere superficialities – it is in substance a multi-pronged attack our liberties.

The prime minister is not only taking back control of when there will be general elections, the government is making it harder for people to vote.

The government is also making it harder for government decisions to be challenged in court, and it is making it harder for anyone to protest about any of this.

https://twitter.com/davidallengreen/status/1392125915543523330

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Of course: this is not a surprise.

Five years ago, senior members of the governing party affected to want to give effect to the ‘will of the people’.

But, as is often the case with authoritarian populists, the supposed mandate of the people was only ever a convenient rhetorical device for ever-greater central control.

And the sorry state of our politics means that the government will probably get away with this.

There may be opposition in the house of lords – and some measures may be open to legal challenge.

Yet, even with the few remaining checks and balances in out constitutional arrangements – this is what the government does as the next step after ‘taking back control’.

The impression is that Brexit was not about liberation, but about creating a political culture where the opposite of liberation – imposed authority – became more entrenched.

Our post-Brexit polity is now looking very dismal and depressing indeed.

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Liz Cheney’s important statement about constitutionalism and politics

6th May 2021

From time to time an utterance by a politician becomes more important than the here-and-now of practical politics.

Such an utterance is an opinion piece in the Washington Post by the conservative congresswoman Liz Cheney.

This blog is written from a liberal perspective, and so there would normally be little if anything that this blog would politically commend about Cheney’s various policy positions.

But this is also a constitutionalist blog, and what Cheney says is spot-on – and it needs to be heard and understood by conservatives in the United States and elsewhere.

Cheney avers:

‘Trump is seeking to unravel critical elements of our constitutional structure that make democracy work — confidence in the result of elections and the rule of law. No other American president has ever done this. The Republican Party is at a turning point, and Republicans must decide whether we are going to choose truth and fidelity to the Constitution.’

She continues:

‘I am a conservative Republican, and the most conservative of conservative values is reverence for the rule of law. Each of us swears an oath before God to uphold our Constitution. The electoral college has spoken. More than 60 state and federal courts, including multiple Trump-appointed judges, have rejected the former president’s arguments, and refused to overturn election results. That is the rule of law; that is our constitutional system for resolving claims of election fraud.

‘The question before us now is whether we will join Trump’s crusade to delegitimize and undo the legal outcome of the 2020 election, with all the consequences that might have.’

And concludes:

‘…if Republicans choose to abandon the rule of law and join Trump’s crusade to undermine the foundation of our democracy and reverse the legal outcome of the last election.

 

‘History is watching. Our children are watching. We must be brave enough to defend the basic principles that underpin and protect our freedom and our democratic process. I am committed to doing that, no matter what the short-term political consequences might be.’

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As this blog has set out before, constitutionalism is about there being constitutional principles that are distinct from and more important than political expediency.

The moment of truth for a constitutionalist is when one sees a distinction between the integrity of the constitution and political advantage and then sides with the constitution.

Constitutionalism is thereby, in this way, about choice.

It is easy – as some fogeys do – to say the words of constitutionalism: blah blah common law rights blah blah Magna Carta blah blah freedom under the law.

It is quite another to elevate constitutional principles above party and partisan advantage in a given practical situation – to say that a course of action should not be taken because it would violate constitutional norms.

One of the more unfortunate features of the authoritarian populist nationalism (and there are other words for it) that has been dominant recently in the United Kingdom, the United States and elsewhere recently, is that there has been no constitutional self-restraint.

Cheney’s article is a reminder that conservatives – as well as liberals and progressives – can take constitutionalism seriously too.

Perhaps the Republican Party will ignore this principled stand – and carry on with its frenzy of Trumpism.

But if that frenzy ever does come to an end, it will be because of warnings such as this from Cheney.

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Why public inquiries are often an admission that the other elements of the State have failed

2nd May 2021

It is a familiar routine.

Something horrible has happened and somebody is to blame, and so the demand is made that there is a public inquiry.

There is nothing wrong with this demand.

Indeed, this blog yesterday averred that the the inquiry into the Post Office scandal should be placed on a formal basis, with powers to compel evidence.

Similarly, all sensible people want an inquiry started as soon as possible into the government’s handling of the coronavirus pandemic.

There are also many other subjects that would benefit from the focus and dedication of a public inquiry.

But.

Many public inquiries, and most demands for public inquiries, are also implicit admissions of failure.

The admission of failure is that the other elements of the state – primarily the executive, the legislature, and the judiciary – have failed in their roles.

That there has been insufficient control and transparency within the government, and/or that there has been insufficient scrutiny by or accountability to parliament, and/or a sense of general injustice lingering after attempts to litigate specific matters in the courts.

Of course, there are certain discrete issues where inquiries are appropriate and do work which could not have been done otherwise – for example, the Cullen inquiries.

But if the other elements of the state had performed their proper constitutional functions, key issues of transparency and accountability – that are the stuff of many inquiries, and of most demands for them – could be addressed more directly and immediately by elected politicians.

This, I know, is wishful thinking and no doubt the counsel of constitutional perfection – yet each demand for an inquiry is, like the ringing of a bell, often an indication of wider state failure.

Politicians are comforted and protected by this habit of thought – as they can say and nod solemnly that there should be (or may be) an inquiry whenever something goes wrong.

Lessons will be given and then learned by having an inquiry – but we will never learn the lesson that perhaps we should be catching problems at an earlier stage of the political process.

How can we shift exercises in transparency and accountability back to earlier in the political process?

To be dealt with parliamentarians, holding the executive to proper account?

There is no easy and obvious answer.

Perhaps we should have an inquiry…

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The judges are only the ‘enemies of the people’ when it suits the government

14th April 2021

For the government. and its political and media supporters, the judiciary are the ‘enemies of the people’.

The view is that that it is no business of activist judges to interfere with what ‘the people’ want.

It is a view that led the London government to oppose the supreme court determining the two Miller cases.

It is also a view that informs the current attempts by the government to limit judicial review and the scope of the human rights act – to the claps and cheers of many who (frankly) should know better.

But it is a shallow view, adopted out of convenience and partisanship.

For, when the political boot is on a different constitutional foot, the government suddenly values an independent judiciary being able to assess the constitutional propriety of a measure:

See Joshua Rozenburg’s detailed piece here.

Also note the response of the London government’s former chief legal official:

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From a political perspective, this referral prompts mixed feelings.

My political view is that a Scottish parliament can and should be co-equal with the Westminster parliament – as the legislatures in Canada and Australia are, even if nominally under the same head of state.

As such, it is frustrating to see the emphatically supported view of the Scottish parliament potentially stymied in this way.

But a political view is not always the same as a constitutionalist perspective.

And under the current constitutional arrangements of the United Kingdom, this is a question that can be referred to the supreme court – and as such there is nothing unconstitutional about the London government doing so.

(Whether those should be the constitutional arrangements is a different question.)

It is sheer hypocrisy – and there is not other word – for the London government, and its political and media supporters, to pick-and-choose when the supreme court gets to determine constitutional questions.

Either the supreme court is a constitutional court or it is not a constitutional court.

And it should not be regarded as only a constitutional court when the London government wants to face down Edinburgh, Cardiff, or Belfast.

A constitutional court is not and should not be regarded as an imperial court.

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The Good Friday Agreement and Brexit

12th April 2021

Before the Brexit referendum, one British politician made an emphatic statement about the impact of Brexit on the position of Northern Ireland:

‘Relations between London and Dublin are by far the warmest they have ever been since Irish independence, and the people of Northern Ireland are among the beneficiaries of that.

‘For that, the credit goes to a whole succession of British and Irish leaders, and to the tireless diplomacy of the United States. Yet it has also partly been facilitated by both countries being part of a common framework.

‘If the UK were not in the EU, the impact on such close relations, though hard to quantify, would certainly not be positive.

‘The Good Friday Agreement was based on the assumption that the two countries would be in the EU together, and the various cross-border institutions it established are built on that.

‘Hundreds of millions of euros of European funds are currently diverted into the border region through a special peace programme.

‘Most important of all, the open border between Northern Ireland and the Republic would be called into question.’

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The key sentence of that passage bears repeating:

‘The Good Friday Agreement was based on the assumption that the two countries would be in the EU together, and the various cross-border institutions it established are built on that.’

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Who was this politician?

Was it some starry-eyed Europhile writing in some left-wing magazine?

No, it was former Conservative foreign secretary William Hague writing in the Daily Telegraph on 9th May 2016.

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Hague’s warning was not the only one – and he was also not the only one to make the connection between the European Union and the Good Friday Agreement.

The then Taoiseach Enda Kenny said, just days before the referendum:

‘When the Good Friday agreement was concluded 18 years ago, the detail of the negotiations and the agreement itself were brought about as a result of intensive engagement by the British and Irish governments in conjunction with the Northern Irish political parties.

‘But often underestimated was the international support for the process, not least that of the European Union.’

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And if one looks at the Good Friday Agreement itself, you will see the following recital:

‘The British and Irish governments […]

‘Wishing to develop still further the unique relationship between their peoples and the close co-operation between their countries as friendly neighbours and as partners in the European Union’

The agreement also expressly provided that the north-south ministerial council ‘consider the European Union dimension of relevant matters, including the implementation of EU policies and programmes and proposals under consideration in the EU framework. Arrangements to be made to ensure that the views of the Council are taken into account and represented appropriately at relevant EU meetings’.

Indeed, there are eight mentions of the European Union in the agreement.

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Of course, an agreement made in 1998 did not and could not have anticipated the United Kingdom voting to leave the European Union in 2016 and then leaving in 2020.

But that shared membership of the European Union was a presupposition cannot be sensibly denied.

As Hague also points out about Gibraltar, shared membership of the European Union was a handy and effective solution to tricky cross-border issues.

The European Union was a useful geo-political work-around for many otherwise insoluble problems. 

And so be departing from the European Union, such advantages of membership were removed.

This should not have been a shock.

Hague set this out plainly in the Brexit-supporting Telegraph, and the Taoiseach also put his name to articles explicitly stating this.

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Brexit, of course, is not in and by itself a contradiction of the Good Friday Agreement – in that the Good Friday Agreement still is in force now that the United Kingdom has departed the European Union.

In the first Miller case, the supreme court was asked to rule against the Article 50 notification, and they stated in respect of the legislation implementing that agreement:

‘In our view, this important provision, which arose out of the Belfast [Good Friday] Agreement, gave the people of Northern Ireland the right to determine whether to remain part of the United Kingdom or to become part of a united Ireland.

‘It neither regulated any other change in the constitutional status of Northern Ireland nor required the consent of a majority of the people of Northern Ireland to the withdrawal of the United Kingdom from the European Union.’

As such continued shared membership of the European Union may well have been a presupposition of the Good Friday – but it was not (as a lawyer may say) a condition precedent.

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The Good Friday Agreement is, in terms of its practical importance, perhaps the most significant single constitutional instrument in the politics of the United Kingdom.

It is of far more practical importance than, say, Magna Carta.

It shapes what is – and is not – both politically permissible and politically possible.

It largely explains the curiously elaborate – and, for some, counter-intuitive – nature of Brexit in respect of Northern Ireland.

It meant that the clean absolute break with the European Union sought by many Brexit supporters did not happen.

The Irish border was to be kept open.

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But the Good Friday Agreement does not only protect the nationalist community, it also should protect the unionist community.

And the Brexit arrangements – with a trade barrier effectively down the Irish Sea – is seen as much as an affront to the unionists as a visible land border infrastructure would have been an affront to the nationalists.  

There is no easy answer to this problem – perhaps there is no answer, easy or hard.

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It took membership of the European Union to make the Belfast Agreement possible.

Perhaps there is no alternative geo-political workaround to take its place.

Had the United Kingdom stayed within the single market and the customs union, even if as a matter of legal form it would not technically be a member of the European Union, then perhaps this problem could have been averted.

But the fateful decision by then prime minister Theresa May in the months after the Brexit Referendum that Brexit would mean leaving the single market and the customs union meant that problems in respect of the position of Northern Ireland would become stark.

And as nods to the articles by Hague and Kenny show, it cannot be averred that the United Kingdom government was not warned.

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Whoopsie: the government did not get the commission report on judicial review that it was hoping for

 19th March 2021

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‘Toulouse’s suggestion was not what Audrey wanted to hear.’

– Moulin Rouge

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Sometimes – just sometimes – in the world of law and policy there are moments when welcome things do happen.

Back in August 2020 this blog covered the government’s announcement of an ‘independent panel to look at judicial review’.

It did not seem a promising move: just an attempt by the government to find cover for an assault on judicial review by means of a hand-picked commission.

But.

It is sometimes strange how things turn out.

The commission has now reported – and just a skim of the report shows that the government did not get the report it was hoping for.

In large part, the report appears to be an affirmation of the current position of judicial review – with minor changes that it is hard to feel strongly about.

(A close read of the report may dislodge this happy impression – but that is this blog’s preliminary view.)

The concluding observations of the report could have even be a post on this very blog:

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In receipt of the report, the Ministry of Justice decided that it would try harder to find people to tell them what they wanted to hear.

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‘We want to keep this conversation going.’

We can bet they do.

Like a frustrated news show producer who cannot find any talking-head expert to say the desired things, the Ministry of Justice is now resorting to a Vox Pox.

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At bottom, the problem here is a mismatch, a dislocation – such as those recently discussed on this blog.

The discrepancy is between the heady rhetoric of ‘activist judges’ – a rhetoric that has a life of its own – and the mundane reality of what actually happens in courts.

The commission, to their credit, looked hard and reported on what they saw.

Yet those Ministry of Justice, to their discredit, want to keep on until they are told what they want to hear.

Perhaps the Ministry of Justice will get what they want – and then move to limit judicial review.

One can never be optimistic about law and policy for very long, and the illiberals and authoritarians are relentless.

But this report is a welcome break from the push towards populist authoritarianism in our political and legal affairs.

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For a more detailed account of the just-published report, see Paul Daly’s blogpost here.

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The problem of the dislocation between political language and policy substance

17th March 2021

The problem of political language not being tied firmly to particular meanings is not a new one:

‘From where Winston stood it was just possible to read, picked out on its white face in elegant lettering, the three slogans of the Party:

WAR IS PEACE

FREEDOM IS SLAVERY

IGNORANCE IS STRENGTH’

Indeed, it is no doubt a problem as old as political discourse itself.

But the fact that it is not a novelty does not make it any less irksome.

And nor does it mean that its instances should be left unremarked.

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Currently there is a severe dislocation between political words and things.

Those ‘free speech warriors’ who decry ‘cancel culture’ often seem at ease with a government putting forward legislation that is capable of prohibiting any form of effective protest.

There are also the ‘classical liberals’ who commend ‘free trade’ who are in support of Brexit, which is the biggest imposition of trade barriers on the United Kingdom in modern history – and has even led to a trade barrier down the Irish Sea.

And there are the champions of the liberties under Magna Carta and of ‘common law rights’ who also somehow support restrictions on access to the court for judicial review applications and sneer at imaginary activist judges.

Like a gear stick that has come loose, there seems no connection between the political phrases and the policy substance.

But the phrases are not meaningless – they still have purchase (else they would not be used).

The phrases are enough to get people to nod-along and to clap and cheer.

It is just that they are nodding-along and clapping and cheering when the actual policies then being adopted and implemented have the opposite effect.

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Can anything be done?

An optimist will aver that mankind can only bear so much unreality – and that people will realise they have been taken in by follies and lies.

That, for example, Americans will realise that politicians who seek support to ‘make American great again’ have made America anything but.

Or that those who said they would ‘get Brexit done’ have instead placed the United Kingdom in a structure where Brexit will be a negotiation without end.

Or there will be a realisation that a government is seeking greater legal protections for statues than for actual human beings.

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A pessimist will see the opposite – that the breakdown of traditional media and political structures (with traditional political parties and newspapers seeming quaint survivors from another age) – means that it will be harder to align words with meanings.

Meaning the dismal prospect of liberals and progressives having to also adopt such insincere approaches so as to counter and defeat the illiberals and authoritarians.

Whatever the solution, it needs to come rather quickly – at least in the United Kingdom – as the current illiberal and authoritarian government is in possession of a large parliamentary majority and is showing itself willing and able to push through illiberal and authoritarian laws and policies.

While pretending to itself and others that it has ‘libertarian instincts’.

And so it may not just be the gear stick which has come loose but also the brakes as well.

Brace, brace.

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The European Commission launches legal proceedings against the United Kingdom – a guided tour

 16th March 2021

The European Commission announced yesterday that it had ‘launched legal proceedings’ against the United Kingdom.

What has happened is that a formal legal notice has been sent by the European Commission to the United Kingdom.

To say this is ‘launch[ing] legal proceedings’ is a little dramatic: no claim or action has been filed – yet – at any court or tribunal.

But it is a legally significant move,  and it is the first step of processes that, as we will see below, can end up before both a court and a tribunal.

This blogpost sets out the relevant information in the public domain about this legal move – a guided tour of the relevant law and procedure.

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Let us start with the ‘legal letter’ setting out the legal obligations that the European Commission aver the United Kingdom has breached and the particular evidence for those breaches.

This is an ‘infraction’ notice.

As the European Commission is making some very serious allegations – for example, that the United Kingdom is in breach of the Northern Ireland protocol – then it is important to see exactly what these averred breaches are.

This information would be set out precisely in the infraction letter – informing the ministers and officials of the United Kingdom government of the case that they had to meet in their response.

But.

We are not allowed to see this letter.

Even though the European Commission is making serious public allegations about the United Kingdom being in breach of the politically sensitive Northern Ireland Protocol, it will not tell us the particulars of the alleged breaches.

This is because, I am told, the European Commission does not publish such formal infraction notices.

There is, of course, no good reason for this lack of transparency – especially given what is at stake.

The European Commission should not be able to have the ‘cake’ of making serious infraction allegations without the ‘eating it’ of publishing them.

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And so to work out what the alleged breaches are, we have to look at other, less formal (and thereby less exact) sources.

Here the European Commission have published two things.

First, there is this press release.

Second there is this ‘political letter’ – as distinct from the non-disclosed ‘legal letter’.

What now follows in this blogpost is based primarily on a close reading of these two public documents.

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We start with the heady international law of the Vienna Convention on the law of treaties.

Article 26 of the Vienna Convention regards the delightful Latin phrase Pacta sunt servanda.

In other words: if you have signed it, you do it.

Agreements must be kept.

You will also see in Article 26 express mention of ‘good faith’.

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We now go to the withdrawal agreement between the United Kingdom and the European Union.

There at Article 5 you will see that the United Kingdom and the European Union expressly set out their obligation of good faith to each other in respect of this particular agreement:

So whatever ‘good faith’ may or not mean in a given fact situation, there is no doubt that under both Article 26 of the Vienna Convention generally and under Article 5 of the withdrawal agreement in particular that the United Kingdom and the European Union have a duty of good faith to each other in respect of their obligations under the withdrawal agreement.

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The European Commission not only allege that the United Kingdom is in breach of its obligation of good faith but also that the United Kingdom is in breach of specific obligations under the Northern Ireland protocol (which is part of the withdrawal agreement).

The press release says there are ‘breaches of substantive provisions of EU law concerning the movement of goods and pet travel made applicable by virtue of the Protocol on Ireland and Northern Ireland’.

The ‘political letter’ says:

So it would appear that the relevant provisions of the withdrawal agreement are Articles 5(3) and (4) of the Northern Ireland and Annex 2 to that protocol.

Here we go first to Annex 2.

This annex lists many provisions of European Union law that continue to have effect in Northern Ireland notwithstanding the departure of the United Kingdom.

Article 5(4) of the protocol incorporates the annex as follows:

‘The provisions of Union law listed in Annex 2 to this Protocol shall also apply, under the conditions set out in that Annex, to and in the United Kingdom in respect of Northern Ireland.’

As such a breach of Article 5(4) is a breach of the European Union laws set out in that annex.

Article 5(3) of the protocol is a more complicated provision and it is less clear (at least to me) what the European Commission is saying would be the breach:

My best guess is that the European Commission is here averring that the United Kingdom is in breach of the European Union customs code (which is contained in Regulation 952/2013.)

As regards the specific European Union laws set out in Annex 2 that the European Commission also says that the United Kingdom is in breach of, we do not know for certain because of the refusal of the commission to publish the formal infraction notice.

On the basis of information in the press release and the ‘political letter’ it would appear that the problems are set out in these three paragraphs:

Certain keyword searches of Annex 2 indicate which actual laws the European Commission is saying being breached, but in the absence of sight of the formal infraction notice, one could not know for certain.

The reason the detail of what laws are at stake matters is because each instrument of European Union law may have its own provisions in respect of applicability, enforceability and proportionality that could be relevant in the current circumstances.

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So: what next.

Two things – the European Commission is adopting a twin-track, home-and-away approach.

One process will deal with the substantive provisions of European Union law – and the other process will deal with the matter of good faith.

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In respect of the alleged substantive breaches of European Union law, the European Commission has commenced infraction proceedings – as it would do in respect of any member of the European Union.

As the ‘political letter’ pointedly reminds the United Kingdom:

The United Kingdom is still subject to the supervisory and enforcement powers of the European Union in respect of breaches of European Union law in Northern Ireland.

You thought Brexit meant Brexit?

No: the government of Boris Johnson agreed a withdrawal agreement that kept in place the supervisory and enforcement powers of the European Union – including infraction proceedings of the European Commission and determinations by the Court of Justice of the European Union.

And so in 2021 – five years after the Brexit referendum – the European Commission is launching infraction proceedings against the United Kingdom under Article 258 of the Treaty of Rome:

This means there could well be a hearing before the Court of Justice of the European Union.

One does not know whether this would be more wanted or not wanted by our current hyper-partisan post-Brexit government.

One even half-suspects that they wanted this all along.

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The other track – with the European Commission playing ‘away’ – is in respect of the general ‘good faith’ obligation – as opposed to the substantive European Union law obligations under Annex 2.

Here we are at an early stage.

In particular, we are are at the fluffy ‘cooperation’ stage of Article 167:

If this fails, then the next stage would be a notice under Article 169(1):

Article 169(1) provides that such a formal notice shall ‘commence consultations’.

And if these Article 169 consultations do not succeed, then we go to Article 170:

The arbitration panel – and not the European Commission nor the European Court of Justice – would then determine whether the United Kingdom is in breach of its general obligation of good faith.

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We could therefore end up with two sets of highly controversial proceedings.

The European Commission has intimated the processes for both to take place in due course.

From a legalistic perspective, the European Commission may have a point – depending on what the alleged breaches actually are.

A legal process is there for dealing with legal breaches – that is what a legal process is for.

But.

When something is legally possible, it does not also make it politically sensible.

A wise person chooses their battles.

And if the European Commission presses their cases clumsily, then the legitimacy and durability of the withdrawal framework may be put at risk.

Brace, brace.

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Under the hood: how the United Kingdom state authorises people to commit criminal offences and then protects them from prosecution

12th March 2021

A recent court of appeal case has provided an insight into how the United Kingdom state both authorises people to commit criminal offences and then protects them from prosecution.

To show how this is done is not necessarily to condemn – or endorse – such governmental practices.

You may well believe that it is right that in certain covert operations those acting on behalf of the state should be able – as part of their cover – be able to break both the criminal and civil law for the greater good.

Or you may believe it should not be legally possible and that such things have the effect of placing state agents above the law.

In either case there is value in understanding just how it is done.

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The starting point is to know – in general terms – about the two-stage ‘code’ test for bringing criminal prosecutions.

The first stage is to determine whether there is sufficient evidence against a defendant – this is called the evidential test.

The second test – treated as a routine formality in most every-day cases – is whether, distinct from the evidential test, there is a public interest in a prosecution – this is called the public interest test.

The notion is that there is a presumption that a prosecution is in the public interest unless there is a reason why such a prosecution was not in the public interest.

And it is at this second stage that state-authorised criminals are protected from prosecution.

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But it is important to note that this protection is not a legal immunity.

Oh no, not at all, definitely not, how could you think such a thing?

The contention is that because in theory a prosecution can still occur then state agents are not technically above the law.

And placing state agents above the law would be a bad thing, and such a bad thing would never happen.

An authorisation for a state agent to break the law does not confer immunity from prosecution – it instead provides a factor which a prosecutor takes into account when making the decision whether a prosecution is in the public interest or not.

In this elaborate – and for some, artificial – form the state has both its cake and a file inside it.

State agents are protected from prosecutions for their criminal acts – but are not given immunity.

It is just that the prosecutions will not happen.

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The court of appeal case is the latest (and perhaps last) stage in an important public interest case which, among other public benefits, has led to the disclosure of hitherto secret guidance on authorising state agents to commit criminal effects.

The judgment at paragraph 14 even published a redacted version of the guidance.

One paragraph of that guidance describes the legal effect and consequences of an authorisation (which I break up into smaller paragraphs for flow):

‘9. An authorisation of the use of a participating agent has no legal effect and does not confer on either the agent or those involved in the authorisation process any immunity from prosecution.

‘Rather, the authorisation will be the Service’s explanation and justification of its decisions should the criminal activity of the agent come under scrutiny by an external body, e.g. the police or prosecuting authorities.

‘In particular, the authorisation process and associated records may form the basis of representations by the Service to the prosecuting authorities that prosecution is not in the public interest.

‘Accordingly, any such authorisation should, on its face, clearly establish that the criteria for authorisation are met, in terms which will be readily understood by a prosecutor.

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To a certain extent the court of appeal case is of historic interest, because the government has now legislated to place part of this system on a statutory basis.

In the grand tradition of giving important legislation complicated and forgettable names, this is the Covert Human Intelligence Sources (Criminal Conduct) Act 2021.

This inserts the glamorous-sounding ‘section 29B – Covert human intelligence sources – criminal conduct authorisations’ into the Regulation of Investigatory Powers Act 2000, including this definition:

‘A “criminal conduct authorisation” is an authorisation for criminal conduct in the course of, or otherwise in connection with, the conduct of a covert human intelligence source.’

You will note – perhaps worryingly – that there is no limit on what criminal actions may be authorised.

And here on should bear in mind the circumstances of the murder of Pat Finucane.

(And those circumstances explain why the Pat Finucane Centre were one of the groups bringing the legal challenge.)

 

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On the face of it: murder and other serious criminal offences can be authorised by the state: there is no express limit.

But, of course, such things would never happen.

Ahem.

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Paragraph 113 of the judgment also reveals something interesting:

‘The undisputed evidence generally was that the Security Service works closely with the police in counter-terrorism operations. The evidence also reveals that there is, for example, a Memorandum of Understanding between the Security Service, the police and the Counter Terrorism Division of the Crown Prosecution Service.’

This memorandum of understanding, of course, does not seem to be in the public domain.

As a ‘memorandum of understanding’ this would be a formal, legal-looking document – complete with pompous earnest language and paragraph numbers – but it is as much an imposter as any covert agent.

The purpose of a memorandum of understanding between government entities is to have the effect of a binding agreement – but without any of the inconveniences of it actually being a legal instrument, such as transparency.

There are memorandums of understanding all over the state (and between the United Kingdom and other states) – many of which are secret – but all of which are crucial in the conduct of government and public affairs.

The court of appeal’s helpful mention of the existence of this memorandum of understanding tells us how – as a matter of process – the authorisations are in practice converted into decisions not to prosecute.

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Again: you may take the view that all this is not something to worry about and that government is doing what it has to do so as to keep us all safe.

Nothing in this post should be taken to gainsay such an entirely valid view.

The purpose of this post is to use information in the public domain so as to show how the state goes about doing what it does.

And there is even a reason to welcome the 2021 act even if one is a liberal or progressive.

The more of what the state does that is placed on a public statutory basis the better in any democratic society that values the rule of law.

So although the various public interest groups failed in their appeal, their dogged-determined litigation has led to certain things becoming public knowledge and perhaps being placed on a statutory footing that were not public knowledge before.

Just because some things should be covert it does not mean all things have to be covert.

And there is not a good reason why the ways and means by which the state authorises criminal conduct and then protects its agents from prosecution should not be in public domain – and in a democratic society that values the rule of law there is a good reason why it should be.

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EDIT

The first version of this post had a mention of the Criminal Injuries Compensation Scheme – but the point I made now appears to be incorrect – so I have deleted that section so I can consider it again.

Apologies.

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When constitutional norms are for other people: Boris Johnson and the danger of constitutional indifference

11th March 2021

Yesterday the prime minister Boris Johnson misled the house of commons twice.

As you read that, you may perhaps shrug: so what? 

This post sets out the ‘so what’.

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The constitution of the United Kingdom is comprised to a significant degree of conventions.

In short: a constitutional convention is a thing that should happen in a given constitutional situation – and has a purpose – but which one could not get any court to order its enforcement.

As such constitutional conventions are distinct from the laws of the constitution which, in principle, would admit of a judicial remedy in the event of a breach.

A breach of a convention, however, is not a matter for any court.

This means that matters of compliance and breach of constitutional conventions are usually a law-free zone – and the means of compliance and sanctions (if any) for breach are dealt with other than by lawyers and judges.

That a prime minister – or any member of parliament – is honest in parliament is one such constitutional convention.

It is a powerful convention – for example, one implication of the convention is members of parliament cannot call each other liars in the house of commons.

The fiction is that there should never be a need to call another ‘honourable’ member a liar as there is a general obligation not to lie.

But the convention is even more powerful than this.

The convention that ministers shall not lie means that the entire system of parliamentary accountability is possible – debates have meaning, oral and written questions have a point, and so on.

Take away the obligation not to lie, and we would have even less practical accountability in our parliamentary system than we do already.

It would poison the wells.

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For Johnson, however, such concerns must seem quaint.

For Johnson any given encounter is a game for him to win – and if he breaches any norm then he will seek to get away with it.

So confident is he in his ability to get away with any breaches of norms that he does not care even for the moral hazard of such breaches being opportunities for others.

(That one should comply with a rule because it means others would also have to comply with that rule is only an incentive if it matters to you whether others break the rules.)

It is not so much that Johnson wants to break the rules as an end in and of itself – he will comply with rules if it suits him,

Instead it is a general indifference to the rules – they will be broken or complied with as it suits him personally and politically.

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Such an approach will always be attractive to certain politicians from time to time.

And so because of the possibility of such indifference, there has to be some means of enforcing constitutional conventions – or sanctions for breach.

These cannot be legal sanctions, as they are not matters for a court.

But not all checks and balances are legal mechanisms.

The problem with Johnson’s indifference is that there seems to be no effective means of enforcement or sanction.

Johnson does not care for the ministerial code and has already shown he will disregard it (as in the case of the home secretary).

The old stand-by of ‘being responsible on the floor of the commons’ has no purchase, as it is his conduct on the floor of the house of commons that is the problem.

And if the speaker of the commons – or anyone else – seeks to hold Johnson accountable, then the hyper-partisan bullies among Johnson’s political and media supporters will seek to attack the intervention.

So in effect, Johnson is immunised from being held accountable for misleading elected politicians in the house of commons.

And if that matters to you, that is your problem, and not his.

He will get away with it, and he knows he will get away with it.

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And this is a problem – a meta-problem – that cannot be solved with demands for a written constitution.

Writing down conventions and publishing them does not give them life.

The issue also is not about his indifference – as this approach will be adopted from time to time by a certain type of politician.

The problem is about a lack of willingness to make this matter – for such a breach to have such consequences that the Johnsons of the political world do not see it as a viable political practice.

And it is the absence of practical checks and balances – of gatekeepers and of those credited with authority – that is the constitutional problem here.

Until and unless it can be made to matter that a minister should not lie to the house of commons – and by non-legal means as it cannot be a legal matter – then it will just carry on, because it can.

It is a depressing prospect.

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Each post on this blog takes time, effort, and opportunity cost.

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